# FINRA Broker & Advisor Check Muse connector

From musedirectory.ai, the independent directory of Meta Muse connectors. Not affiliated with Meta.

## FINRA Broker & Advisor Check

Check disciplinary records and red flags for US financial advisors and firms using FINRA BrokerCheck data.

- Record: https://musedirectory.ai/connector/finra-broker-advisor-check
- Category: Finance & Bills
- Developer: mcpize.run
- Muse status: Extra setup. Not in Muse's Connectors list yet. Muse can still use it: its page gives you a request to paste into Muse.
- Health: Having trouble, 447ms, checked 2026-10-29T13:01:16Z
- Endpoint: https://broker-advisor-check-mcp.mcpize.run/mcp
- Auth: Sign in with your account; Pricing: unknown
- Screening: Screened, no issues found (2026-10-28T17:26:24Z)
- Source: Found in the official MCP Registry (io.github.tylerscomic-lab/broker-advisor-check-mcp) https://registry.modelcontextprotocol.io/v0/servers?search=io.github.tylerscomic-lab%2Fbroker-advisor-check-mcp

Connects to FINRA BrokerCheck to help you research the background, licenses, and disciplinary history of financial advisors and brokerage firms before hiring them. Muse can look up advisors by name or firm and highlight potential red flags.

Example request: "Check if my financial advisor has any disciplinary actions or complaints on record."

How to connect: FINRA Broker & Advisor Check is not in Muse's Connectors list yet, and it needs you to sign in with your FINRA Broker & Advisor Check account. Apps that need this kind of sign-in usually cannot be used from a Muse chat yet. Follow it here and we will tell you when it reaches Muse.

Screening checks:
- MCP handshake: pass (Requires sign-in (publishes OAuth metadata))
- Domain against threat feeds (Cloudflare security DNS): pass (broker-advisor-check-mcp.mcpize.run not flagged)
- Published packages against the OSV malicious-package database: n/a (No npm or PyPI package published)
- Hidden instructions or invisible characters in tool text: n/a (Tools are behind sign-in)
- Inputs asking for passwords, card numbers or seed phrases: n/a (Tools are behind sign-in)
- Domain and redirects: pass (No redirects off the domain)
- AI review of purpose and tool behavior: pass (No concerns)